Further reading
You might be interested in reading some extra information related to the topics discussed in this chapter. Here are a few links to some of the external resources:
- SEC 1940. Investment Advisers Act of 1940. Accessed online 10.12.2022: https://www.sec.gov/about/laws/iaa40.pdf.
- SEC 2017. Guidance Update FEBRUARY 2017. Accessed online 10.12.2022: https://www.sec.gov/investment/im-guidance-2017-02.pdf.
- SEC 2018. SEC Charges Two Robo-Advisers With False Disclosures. Accessed online 10.12.2022: https://www.sec.gov/news/press-release/2018-300.
- FINRA 2016. Report on Digital Investment Advice March 2016. Accessed online 10.12.2022: https://www.finra.org/sites/default/files/digital-investment-advice-report.pdf.
- ESMA 2018. Guidelines on certain aspects of the MiFID II suitability requirements. Accessed online 10.12.2022: https://www.esma.europa.eu/sites/default/files/library/esma35-43-1163_guidelines_on_certain_aspects_of_mifid_ii_suitability_requirements_0...